Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Dec 2025)
    • [FCA CF] Client dealing (since 15 Dec 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 6 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 31 Aug 2014)
    • CF21 Investment Adviser (14 Feb 2006 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (26 Jan 2004 to 19 Sep 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.