Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Apr 2020)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Apr 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (3 Aug 2016 to 13 Sep 2019)
  • Cosgrove Brown Financial Planning Ltd (no longer approved here)

    FRN 582467

    • Employed By (3 Aug 2016 to 13 Sep 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (29 Jun 2009 to 9 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.