Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 20 Apr 2020)
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Coutts & Company
FRN 122287
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 20 Apr 2020)
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- CF30 Customer (3 Aug 2016 to 13 Sep 2019)
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- Employed By (3 Aug 2016 to 13 Sep 2019)
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- CF30 Customer (29 Jun 2009 to 9 Apr 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.