Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (3 Sep 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Sep 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Sep 2018 to 10 Sep 2018)
    • CF29 Significant management (9 Apr 2018 to 9 Apr 2018)
    • CF30 Customer (9 Apr 2018 to 9 Apr 2018)
    • CF12 Actuarial (9 Apr 2018 to 9 Apr 2018)
    • CF10a CASS Oversight function (9 Apr 2018 to 9 Apr 2018)
    • CF11 Money Laundering Reporting (9 Apr 2018 to 9 Apr 2018)
    • CF28 Systems and controls (9 Apr 2018 to 9 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.