Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (14 Jul 2020 to 28 Mar 2024)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 27 Mar 2019)
    • CF30 Customer (29 Sep 2010 to 6 Mar 2016)
    • CF21 Investment Adviser (10 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Nov 2002 to 10 Aug 2004)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (16 Jan 2019 to 14 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

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