Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Throgmorton Associates Wealth Management Ltd
FRN 503420
- Employed By (since 27 Oct 2023)
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF30 Customer (since 30 Dec 2021)
- Appointed representative dealing with clients for which they require qualification (17 Feb 2022 to 10 Jul 2023)
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- (9)Employed By (21 Jul 2023 to 20 Jan 2026)
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- Employed By (23 Jan 2023 to 25 Jul 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Albrighton Wealth Management Limited
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controlled function added: (9)Employed By at Albrighton Wealth Management Limited