Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Significant management (since 9 Oct 2025)
- Appointed representative dealing with clients for which they require qualification (since 9 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 9 Oct 2025)
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- CF22 Investment Adviser (Trainee) (2 Mar 2007 to 29 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
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- CF22 Investment Adviser (Trainee) (2 Mar 2007 to 29 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.