Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 1 Jul 2018)
- [PRA CF] Managing a material risk taker (18 Sep 2023 to 17 Jan 2024)
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- [FCA CF] Manager of certification employee (17 Oct 2023 to 10 Jan 2024)
- CF30 Customer (1 Nov 2007 to 30 Jun 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.