Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 2 Apr 2020)
- Appointed representative dealing with clients for which they require qualification (since 1 Feb 2020)
- CF1 Director (AR) (since 10 Jan 2020)
- [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
- CF30 Customer (10 Nov 2014 to 8 Dec 2019)
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Hunter and Waller Financial Services LTD
FRN 918919
- (2)Employed By (since 10 Jan 2020)
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- CF30 Customer (17 Jun 2011 to 4 Sep 2014)
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- CF30 Customer (29 Sep 2008 to 17 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
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