Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 2 Apr 2020)
    • Appointed representative dealing with clients for which they require qualification (since 1 Feb 2020)
    • CF1 Director (AR) (since 10 Jan 2020)
    • [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
    • CF30 Customer (10 Nov 2014 to 8 Dec 2019)
    • (2)Employed By (since 10 Jan 2020)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (17 Jun 2011 to 4 Sep 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (29 Sep 2008 to 17 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.