Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 16 Jan 2025)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (4 Nov 2021 to 17 Jan 2025)
    • CF30 Customer (2 Nov 2021 to 17 Jan 2025)
  • V-Financial Ltd (no longer approved here)

    FRN 647048

    • (11)Employed By (2 Nov 2021 to 17 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (11)Employed By at V-Financial Ltd