Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Manager of certification employee (23 Feb 2018 to 18 Feb 2019)
    • [FCA CF] Client dealing (1 Mar 2017 to 1 Jun 2023)
    • CF30 Customer (27 Jul 2010 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (25 May 2006 to 27 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.