Rebecca Amy Cartwright

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Dignity Funerals Limited (no longer approved here)
FRN 967130
- SMF16 Compliance Oversight (2 Nov 2023 to 15 Nov 2024)
HTB LEASING & FINANCE LTD (no longer approved here)
FRN 165116
- SMF4 Chief Risk (1 Aug 2019 to 29 Apr 2022)
Melton Mowbray Building Society (no longer approved here)
FRN 106184
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Mar 2017 to 31 Jan 2019)
- SMF16 Compliance Oversight (4 Jul 2016 to 31 Jan 2019)
- SMF4 Chief Risk (4 Jul 2016 to 31 Jan 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.