Rebecca Alice Barrett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.M. FINN & CO.LTD

    FRN 450754

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 28 Jun 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Jul 2020)
    • CF30 Customer (7 Nov 2019 to 13 Jul 2020)
  • Riverside Financial Consultants Limited (no longer approved here)

    FRN 473223

    • (3)Employed By (7 Nov 2019 to 13 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

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