Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Mar 2023)
    • [FCA CF] Manager of certification employee (since 7 Mar 2023)
    • [FCA CF] Client dealing (since 13 Sep 2018)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (18 Jun 2014 to 6 Mar 2016)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (8 Jun 2021 to 3 Sep 2022)
    • [FCA CF] Client dealing (13 Sep 2018 to 3 Sep 2022)
    • CF30 Customer (18 Jun 2014 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 17 Jan 2008)
    • CF26 Customer Trading (18 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.