Raymond Vincent Baker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ELSWORTH ASSOCIATES LIMITED
FRN 834626
- SMF29 Limited scope function (limited scope SMCR firms only) (since 15 Jan 2020)
Core Financial Compensation LLP
FRN 836120
- SMF29 Limited scope function (limited scope SMCR firms only) (since 24 Dec 2019)
Venture Play Ltd (no longer approved here)
FRN 194427
- (3)Employed By (1 Dec 2001 to 30 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.