Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 16 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2021)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Aug 2021)
    • CF30 Customer (26 Aug 2011 to 8 Dec 2019)
  • Torus Associates Ltd (no longer approved here)

    FRN 472885

    • Employed By (18 Aug 2011 to 14 Sep 2011)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (14 Aug 2008 to 17 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.