Raymond Samuel Hall

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (24 Feb 2011 to 31 Dec 2012)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF1 Director (AR) (12 Jan 2010 to 28 Mar 2011)
- CF30 Customer (12 Jan 2010 to 28 Mar 2011)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF21 Investment Adviser (28 Feb 2002 to 14 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.