Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 14 Oct 2021)
- CF1 Director (AR) (since 9 Oct 2021)
- [FCA CF] Functions requiring qualifications (10 Jun 2021 to 14 Oct 2021)
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Orbis Financial Ltd
FRN 951586
- (1)Employed By (since 9 Oct 2021)
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- [FCA CF] Functions requiring qualifications (18 Nov 2020 to 31 May 2021)
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- [FCA CF] Functions requiring qualifications (16 Jun 2016 to 1 Jul 2018)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Nov 2003 to 1 Dec 2004)
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- CF21 Investment Adviser (19 Mar 2002 to 29 Oct 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.