Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Dec 2021)
    • CF1 Director (AR) (26 Sep 2013 to 3 Dec 2021)
    • CF30 Customer (12 Oct 2011 to 3 Dec 2021)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
    • CF21 Investment Adviser (12 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 3 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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