Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Dec 2021)
- CF1 Director (AR) (26 Sep 2013 to 3 Dec 2021)
- CF30 Customer (12 Oct 2011 to 3 Dec 2021)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2011)
- CF21 Investment Adviser (12 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Apr 2002 to 3 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.