Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (AR) (since 5 Mar 2008)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2022)
    • CF24 Pension Transfer Specialist (18 Jul 2005 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Dec 2001 to 5 Mar 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • (2)Employed By (since 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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