Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (1 Nov 2007 to 23 Feb 2011)
    • CF30 Customer (1 Nov 2007 to 23 Feb 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Jul 2007 to 31 Oct 2007)
    • CF26 Customer Trading (25 Apr 2003 to 8 Aug 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (1 Nov 2007 to 23 Feb 2011)
    • CF30 Customer (1 Nov 2007 to 23 Feb 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Jul 2007 to 31 Oct 2007)
    • CF26 Customer Trading (30 Jul 2007 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF26 Customer Trading (25 Apr 2003 to 8 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.