Raymond John Pearson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (9 Dec 2019 to 19 Jun 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jun 2020)
- CF30 Customer (10 Apr 2012 to 8 Dec 2019)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 20 Jul 2010)
- CF21 Investment Adviser (12 Nov 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (13 May 2003 to 12 Nov 2003)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)
Heritage Financial Partners Limited (no longer approved here)
FRN 200389
- (6)Employed By (17 Aug 2001 to 24 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.