Raymond John Kirk

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evolve Wealth Limited

    FRN 529665

    • [FCA CF] Client dealing (since 1 Jul 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (1 Jul 2020 to 14 Aug 2025)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 14 Aug 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Apr 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Apr 2022)
    • Responsibility for MCD Intermediation (29 Apr 2016 to 4 Apr 2022)
    • Responsible for Insurance Mediation (1 Apr 2011 to 30 Sep 2018)
    • CF1 Director (1 Apr 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2011 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2011 to 9 Dec 2021)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (5 Nov 2010 to 21 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.