Raymond John Hollis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED

    FRN 197340

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2021)
    • [FCA CF] Client dealing (since 7 Mar 2021)
    • CF30 Customer (12 May 2017 to 8 Dec 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF24 Pension Transfer Specialist (29 Jan 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Dec 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Aug 2002 to 16 Jan 2003)
  • Beckett Financial Services Limited (no longer approved here)

    FRN 138104

    • CF1 Director (18 Feb 2002 to 31 Aug 2002)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Aug 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.