Raymond John Hart

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 28 Oct 2024)
    • [FCA CF] Client dealing (since 28 Oct 2024)
    • CF30 Customer (since 2 Oct 2024)
    • CF4 Partner (AR) (since 2 Oct 2024)
  • 4Front Financial Management LLP

    FRN 1018829

    • (3)Employed By (since 28 Oct 2024)
    • (3)Employed By (2 Oct 2024 to 7 Oct 2024)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • [FCA CF] Client dealing (16 Jun 2021 to 24 Oct 2024)
    • [FCA CF] Functions requiring qualifications (16 Jun 2021 to 24 Oct 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jul 2021)
    • CF30 Customer (10 Aug 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 4Front Financial Management LLP

  2. controlled function added: (3)Employed By at 4Front Financial Management LLP