Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Nov 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 17 Nov 2025)
- CF30 Customer (3 Apr 2012 to 8 Dec 2019)
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- CF30 Customer (6 Jun 2008 to 3 May 2012)
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- CF30 Customer (1 Nov 2007 to 28 Aug 2008)
- CF21 Investment Adviser (3 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Dec 2005 to 3 Mar 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.