Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coffey Brooks Financial Services Ltd (no longer approved here)

    FRN 300657

    • CF28 Systems and controls (1 Nov 2007 to 26 Jun 2009)
    • CF1 Director (31 Oct 2004 to 26 Jun 2009)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 26 Jun 2009)
    • CF13 Finance (31 Oct 2004 to 31 Oct 2007)
    • CF14 Risk Assessment (31 Oct 2004 to 31 Oct 2007)
    • CF15 Internal Audit (31 Oct 2004 to 31 Oct 2007)
    • CF3 Chief Executive (31 Oct 2004 to 26 Jun 2009)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 26 Jun 2009)
  • A B & G Independent Limited (no longer approved here)

    FRN 194464

    • Employed By (1 Dec 2001 to 13 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

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