Raymond Francis McCabe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OutSET Global LLP

    FRN 567173

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (19 Nov 2012 to 8 Dec 2019)
    • CF30 Customer (16 Feb 2012 to 8 Dec 2019)
    • CF4 Partner (16 Feb 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Feb 2012 to 17 Feb 2012)
    • CF11 Money Laundering Reporting (16 Feb 2012 to 17 Feb 2012)
  • WILLIAMS TRADING EUROPE, LLP (no longer approved here)

    FRN 445917

    • CF11 Money Laundering Reporting (11 Jan 2008 to 8 Sep 2011)
    • CF10 Compliance Oversight (11 Jan 2008 to 8 Sep 2011)
    • CF30 Customer (1 Nov 2007 to 1 Sep 2011)
    • CF21 Investment Adviser (11 Sep 2007 to 31 Oct 2007)
    • CF4 Partner (3 Jul 2007 to 1 Sep 2011)
    • CF26 Customer Trading (8 Mar 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (9 Apr 2002 to 10 Sep 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (9 Apr 2002 to 10 Sep 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF22 Investment Adviser (Trainee) (9 Apr 2002 to 10 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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