Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 25 Jan 2017)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 25 Jan 2017)
- [FCA CF] Material risk taker (7 Mar 2016 to 25 Jan 2017)
- CF30 Customer (21 Jun 2010 to 6 Mar 2016)
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- CF21 Investment Adviser (20 May 2005 to 3 Nov 2005)
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- CF21 Investment Adviser (11 Aug 2003 to 21 May 2004)
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- CF21 Investment Adviser (1 May 2002 to 21 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.