Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 25 Jan 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 25 Jan 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 25 Jan 2017)
    • CF30 Customer (21 Jun 2010 to 6 Mar 2016)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF21 Investment Adviser (20 May 2005 to 3 Nov 2005)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • CF21 Investment Adviser (11 Aug 2003 to 21 May 2004)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF21 Investment Adviser (1 May 2002 to 21 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.