Raymond Douglas Dollman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jan 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Jan 2020)
    • CF30 Customer (6 Jun 2018 to 8 Dec 2019)
  • Marex Spectron International Limited (no longer approved here)

    FRN 193027

    • CF30 Customer (1 Nov 2007 to 10 Jun 2016)
    • CF26 Customer Trading (16 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.