Raymond Derek Mills

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TenetLime Limited (no longer approved here)
FRN 311266
- CF1 Director (AR) (8 Feb 2017 to 6 Apr 2021)
Capital Planning Mortgages Ltd (no longer approved here)
FRN 764877
- Employed By (8 Feb 2017 to 25 Apr 2023)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF4 Partner (AR) (10 Sep 2012 to 25 Apr 2023)
Capital Planning Partners Ltd (no longer approved here)
FRN 587076
- Employed By (10 Sep 2012 to 25 Apr 2023)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF1 Director (AR) (1 Sep 2009 to 11 Sep 2012)
- CF21 Investment Adviser (2 Aug 2004 to 18 Mar 2005)
Capital Planning Partners Ltd (no longer approved here)
FRN 505434
- Employed By (1 Sep 2009 to 11 Sep 2012)
Capital Planning UK Ltd (no longer approved here)
FRN 402461
- Employed By (2 Aug 2004 to 18 Mar 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.