Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 5 Jun 2023)
    • [FCA CF] Client dealing (since 22 Mar 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 12 Aug 2021)
    • [FCA CF] Manager of certification employee (26 Sep 2017 to 7 Jan 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 7 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (26 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.