Raymond Clive Jackson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
    • [FCA CF] Client dealing (since 1 Mar 2021)
  • Harpur Wealth Management Limited (no longer approved here)

    FRN 738074

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 9 Sep 2021)
    • SMF3 Executive Director (9 Dec 2019 to 24 Jun 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2021)
    • CF1 Director (1 Aug 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Aug 2016 to 30 Sep 2018)
  • Portland Wealth Ltd (no longer approved here)

    FRN 552102

    • Employed By (12 Mar 2013 to 15 Oct 2014)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (28 Feb 2011 to 15 Oct 2014)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (28 Feb 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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