Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Premier Plus Limited (no longer approved here)

    FRN 228969

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Nov 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Nov 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Mar 2007 to 31 Oct 2007)
  • Moss and Roberts (no longer approved here)

    FRN 189054

    • (5)Employed By (26 Mar 2001 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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