Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 2 Nov 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Nov 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (22 Mar 2007 to 31 Oct 2007)
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- (5)Employed By (26 Mar 2001 to 29 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.