Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (9 Feb 2011 to 7 Apr 2011)
- CF3 Chief Executive (4 Aug 2010 to 31 Dec 2014)
- CF1 Director (19 Dec 2007 to 31 Dec 2014)
- CF30 Customer (1 Nov 2007 to 30 Oct 2011)
- CF21 Investment Adviser (16 Oct 2004 to 31 Oct 2007)
- CF27 Investment Management (16 Oct 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.