Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Client dealing (23 Sep 2024 to 9 Oct 2025)
    • [FCA CF] Manager of certification employee (23 Sep 2024 to 9 Oct 2025)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Manager of certification employee (19 Jul 2024 to 9 Oct 2025)
    • [FCA CF] Client dealing (20 Sep 2021 to 9 Oct 2025)
    • [FCA CF] Material risk taker (20 Sep 2021 to 21 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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