Ray Duke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dukes Financial Planning LLP

    FRN 462646

    • [FCA CF] Manager of certification employee (since 1 Mar 2025)
    • SMF27 Partner (9 Dec 2019 to 1 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Apr 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (8 Jan 2010 to 8 Dec 2019)
    • CF4 Partner (2 Apr 2007 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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