Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 31 Oct 2013)
    • CF30 Customer (since 31 Oct 2013)
    • (1)Employed By (since 31 Oct 2013)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 17 Sep 2013)
    • CF21 Investment Adviser (11 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Feb 2005 to 11 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.