Ravinder Singh Thind

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPA FINANCIAL SERVICES LIMITED

    FRN 587254

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Jul 2017 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (18 Mar 2015 to 18 Dec 2015)
  • Four Oaks Financial Services Limited (no longer approved here)

    FRN 616095

    • (7)Employed By (12 Mar 2015 to 18 Dec 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (13 Dec 2011 to 8 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.