Ravinder Singh Ghuman

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Beaufort Wealth Management Limited

    FRN 987842

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2023)
    • [FCA CF] Client dealing (since 4 Dec 2023)
    • SMF3 Executive Director (since 4 Dec 2023)
    • [FCA CF] Manager of certification employee (1 Apr 2025 to 2 Apr 2025)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Nov 2023)
    • CF30 Customer (30 Mar 2017 to 28 Nov 2023)
    • CF1 Director (AR) (30 Mar 2017 to 28 Nov 2023)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 31 Jan 2010)
    • CF1 Director (AR) (2 Oct 2007 to 31 Jan 2010)
    • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
  • Beaufort Wealth Management Ltd (no longer approved here)

    FRN 469862

    • Employed By (2 Oct 2007 to 31 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

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