Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 8 Aug 2023)
    • Responsibility for MCD Intermediation (since 7 Aug 2023)
    • Responsible for Insurance Distribution (since 7 Aug 2023)
    • SMF16 Compliance Oversight (since 7 Aug 2023)
    • SMF3 Executive Director (since 7 Aug 2023)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Aug 2023)
    • CF1 Director (AR) (5 May 2017 to 7 Aug 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (10 Apr 2019 to 4 Mar 2020)
    • CF1 Director (AR) (10 Apr 2019 to 7 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.