Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Manager of certification employee (since 15 Oct 2018)
    • [FCA CF] Client dealing (since 26 Jul 2017)
    • [FCA CF] Material risk taker (6 Jul 2019 to 12 Aug 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 8 Nov 2011)
    • CF21 Investment Adviser (6 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Jun 2005 to 4 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.