Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • South River Asset Management Limited (no longer approved here)

    FRN 197097

    • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 17 May 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 17 May 2011)
  • EPIC Investment Partners (UK) Limited (no longer approved here)

    FRN 217457

    • CF27 Investment Management (30 Dec 2002 to 28 Sep 2007)
    • CF1 Director (30 Dec 2002 to 28 Sep 2007)
    • CF21 Investment Adviser (30 Dec 2002 to 28 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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