Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 17 Jun 2024)
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- [FCA CF] Client dealing (11 May 2020 to 17 Jun 2024)
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- [FCA CF] Client dealing (3 Nov 2017 to 2 Apr 2020)
- CF30 Customer (9 Dec 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.