Raphael Gindre

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (24 Feb 2020 to 18 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jan 2021)
    • CF30 Customer (9 May 2013 to 6 Mar 2016)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (24 Feb 2020 to 18 Jan 2021)
    • [FCA CF] Client dealing (23 Jan 2018 to 18 Jan 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (24 Feb 2020 to 18 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jan 2021)
    • CF30 Customer (9 May 2013 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (7 Aug 2012 to 13 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.