Raphael Charon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD

    FRN 139189

    • [PRA CF] Significant risk taker or Material risk taker (since 15 Jan 2025)
    • [FCA CF] Material risk taker (since 15 Jan 2025)
    • [FCA CF] Client dealing (since 15 Jan 2025)
    • [FCA CF] Manager of certification employee (since 15 Jan 2025)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • [FCA CF] Client dealing (25 Apr 2022 to 16 May 2024)
    • [FCA CF] Manager of certification employee (25 Apr 2022 to 16 May 2024)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • [FCA CF] Manager of certification employee (25 Apr 2022 to 16 May 2024)
    • [FCA CF] Client dealing (25 Apr 2022 to 16 May 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 31 Oct 2012)
    • CF21 Investment Adviser (12 Sep 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (3 Oct 2006 to 25 May 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2006 to 3 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.