Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 28 Mar 2024)
-
HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 27 Sep 2023)
- [FCA CF] Manager of certification employee (since 2 Mar 2021)
- [FCA CF] Manager of certification employee (19 Oct 2018 to 16 Oct 2020)
- [FCA CF] Client dealing (15 Feb 2017 to 16 Oct 2020)
- CF30 Customer (1 Nov 2007 to 30 May 2013)
- CF21 Investment Adviser (29 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.