Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 17. Administrative functions in relation to managing investments
    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Client dealing (since 23 May 2023)
    • [FCA CF] Functions requiring qualifications (since 23 May 2023)
    • [FCA CF] Functions requiring qualifications (26 May 2023 to 30 Oct 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 27 Jun 2012)
    • CF21 Investment Adviser (11 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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