Raoul Cassen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Agricole Corporate and Investment Bank

    FRN 124344

    • [FCA CF] Material risk taker (since 16 Dec 2021)
    • [FCA CF] Manager of certification employee (since 20 Jan 2021)
    • [FCA CF] Client dealing (since 16 Nov 2016)
    • [FCA CF] Significant management (5 Jul 2023 to 10 Feb 2025)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 27 Oct 2013)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 27 Oct 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 3 Apr 2009)
    • CF21 Investment Adviser (14 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 May 2005 to 13 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.