Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 Nov 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (15 Jun 2007 to 31 Oct 2007)
    • [FCA CF] Client dealing (since 8 Nov 2016)
    • CF30 Customer (23 Jul 2009 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (7 Feb 2005 to 2 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.