Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Life Insurance Corporation of India (no longer approved here)

    FRN 110379

    • CF30 Customer (1 Nov 2007 to 30 Mar 2009)
    • CF21 Investment Adviser (13 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 May 2005 to 13 Feb 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (12 May 2003 to 10 Mar 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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